The Collective Investment Scheme (CIS) registration involves several essential steps to ensure compliance and protect investor interests. The applicant must be a company or trust with a clear investment strategy, confirming it is not a private investment pool. The required documents checklist includes a business plan, scheme details, financial statements, management information, and risk management protocols. The application is submitted to SEBI for review to ensure regulatory compliance. CIS must meet strict compliance, including maintaining investor records and regular reporting. SEBI enforces investor safeguards through transparency, audits, and disclosures to ensure their protection.
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